Organizational scheme & Pillar III

We are fully ESMA compliant and MIFID compliant I & II. We are also Swedsec Licensed and members of FIX Trading Community. Supervised and authorized by the S-FSA.

Pillar III

Compliance and Risk

External auditor: Grant Thornton with Nilla Rocknö

Compliance Officer: Sebastian Sifversson

Money laundering reporting officer: Sebastian Sifversson

Market Risk Officer: Aleksandra Dyldina

Risk Officer: Jörgen Sigurdsson

Complaints: Sebastian Sifversson

If you have any complaint send an e-mail to complaint@springsecurities.com

Organizational scheme

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