Licences

Spring Securities International AB supervised and authorized by S-FSA. Spring Securities International is also Swedsec licensed and a member of the FIX Trading Community.

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Supervised and authorized by SFSA

Spring Securities International is a privately owned company authorized and supervised by the Swedish Financial Supervisory Authority.

Licenses under SFSA

We are licensed under chapter 2, paragraph 1, subparagraph 1 and chapter 2, paragraph 2, subparagraph 1 in Securities Market Act (2007:528) (In Swedish LVM). The Company’s primary activity according to mentioned licenses is to conduct brokerage activities with “Direct Market Access”, mainly to receive and send orders from clients. Furthermore, the Company has two sub licenses, (1) to keep custody of clients’ financial instruments and (2) to keep client accounts with mandatory accountability.

We are a SwedSec licenced Company within the financial market.

The purpose of the licensing program is to maintain confidence in the Swedish financial market. The aim is that a significant majority of all employees with skilled tasks and positions in companies in the financial market, and are under the supervision of the Swedish Financial Supervisory Authority, shall be licenced. Examples of such employees who need the licence can be investment advisors, brokers, managers, analysts, compliance officers, risk managers and management.
To get and keep a licence the Licence Holders must pass the licensing exam, be qualified to have a licence and must undertake to comply with the rules of the securities market. Since knowledge is perishable, all Licence Holders also must undergo an annual knowledge update in areas that are determined by SwedSec’s review board.

We are members of FIX Trading Community

Supported by more than 275 of the world’s top financial service companies, FIX Trading Community is the non-profit, industry-driven standards body that sits at the very heart of global trading.  It is independent and neutral, factors that have proven pivotal to its success.

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